Being independent allows us to serve our clients best interests, rather than any institution or financial product. Access to unlimited investment research and investment choices allows us to serve our clients objectively. Compliance oversight and adherence to industry regulations is an important part of protecting our clients, and is provided by Prospera Financial Services, Inc. in Dallas, Texas. We serve many different clients, each with unique goals and issues. Our depth of expertise and experience assures we can caringly and competently serve our clients.